Our Process

Our 11-step process to do what is right for the client:

1. Discuss client’s financial goals and expectations for working together
2. Provide client with all necessary disclosures and paperwork
3. Have client complete risk tolerance questionnaire
4. Gather all necessary personal and financial information from client
5. Analyze client situation in-depth
6. Recommend solutions to client (unique equity analysis and stringent
mutual fund/ETF selection processes)
7. Have client sign all appropriate paperwork
8. Help client implement agreed-upon changes/plan
9. Regularly review and monitor client situation and plan, making changes as needed
10. Keep in touch with client regularly
11. Celebrate with client when specific goals are attained